1. Synopsis
Real world: It is 1944 and General Francisco Franco is the fascist ruler of Spain. Captain Vidal and his falangist troops have taken control of a mill in the mountains of Spain. They stockpile food there, giving the civilians barely enough to eat so that they can’t afford to give any supplies to the leftist guerrillas in the woods. Vidal has married Carmen, who bares his child. He sends for her because he wants to be present at the birth of his son. Vidal has little time for Carmen’s young bookish daughter, Ofelia.
Unbeknownst to Vidal, his housekeeper (Mercedes) has a brother who leads the rebel maquis. She and Doctor Ferriero secretly supply the guerrillas.
The communist rebels retake the mill shortly after Carmen dies during childbirth. As the falangists are overrun, Ofelia kidnaps the newly born child. Vidal follows her into a nearby labyrinth where he shoots the girl and reclaims the baby. He is confronted at the entrance of the labyrinth by Mercedes and a large group of maquis. Pedro (Mercedes’ brother) shoots Vidal under the right eye and kills him. A weeping Mercedes cradles Ofelia. Ofelia dies.
Fantasy world: Princess Moanna sneaks out from the underworld to become mortal and dies. Her spirit passes through countless humans. The king of the underworld vows to wait for Moanna’s return. A fairy leads Ofelia to a labyrinth where a faun tells her she is a reincarnation of Princess Moanna and that she needs to return to the underworld.
However, to make sure that her magical spirit is still intact, Ofelia has to successfully perform three tasks — obtain a key from the belly of a giant toad (that is killing a tree where enchanted creatures rest); use the key to retrieve an item from a locked door guarded by a demon (the Pale Man); spill the blood of an innocent into the portal of the underworld.
The faun instructs her in sorcery. Ofelia is distracted because of her sick mother and fails the second task. Ofelia passes the final test by sacrificing her life instead of her brother’s.
Princess Moanna returns to the underworld where she rules with “justice and a kind heart”.
2. When and where do the events in the film take place? The period featured, 1944 in Spain, is intriguing to the non-specialist as it is clearly a period where the rumblings from the Spanish Civil War are still being felt despite the war itself having finished in 1939. The main setting of the film is a military outpost in Catalonia surrounded by a rural area.
3. Briefly, what was the Spanish Civil War about? When and how did it start and end? The Spanish Civil War began in 1936 and ended in 1939 and started due to economic hardship experienced in the 1920’s and 30’s caused by the Great Depression. It caused a large amount of unrest and an election in 1936 brought to power a leftist Popular Front government. Fascist and extreme-right forces responded with an army mutiny and coup attempt that turned into a civil war.
The final Republican offensive stalled at the Ebro River in 1938. Within months Barcelona would fall, and in 1939, some 200,000 Nationalist troops entered Madrid unopposed. The city had endured a siege of nearly two-and-a-half years, and its residents were in no condition to resist. The following day the remnant of the Republican government surrendered; Franco would establish himself as dictator and remain in power until his death on November 20, 1975.
4. Which of the factions does the Captain represent? Why is he stationed at the mill? The Captain represents both the Nationalist and Spanish factions lead by General Franco. He is stationed at the mill in order to find the last remaining cells of Republican rebels hiding in the mountains.
5. Which of the factions do the people in the mountains represent? Why are they hiding? They represent the Republican rebels who are hiding out in the mountains after the fascists were victorious in the civil war. They are hiding from Vidal and the Nationalists who are looking for the last remaining Republicans groups.
6. Which of the factions do the political and religious elite support? Why? A local priest, attending a meal held by the Captain, dismisses the possible pain felt by the rebels on theological grounds. His representation lacks humanity and is clearly a barbed commentary on an out of touch and complicit Catholic church: “God has already saved their souls. What happens to their bodies hardly matters to him.” Del Toro uses the cinematic conceit of a banquet to heighten the corruption of the local middle classes and ruling elite.
Despite his criticisms of Catholicism as a dogma and institution it is clear that Del Toro admires the spirituality of his native religion — in a later film Crimson Peak, a ghost story, he commented on his belief in ghosts. The scene above is strongly redolent of a stylised heaven with its church-like setting, a rosary window flooded with golden light and a grey bearded father figure flanked by a doe-eyed mother. It is all rather stuffy and formal befitting a royal court perhaps but not a fairy domain. That said it is clearly Ofelia’s (Princess Moanna’s) ‘happy place’ – she has come home to a loving warm family and an adoring people.
Political and religious elites supported the nationalist faction because of the power and wealth of the catholic church and due to the fact that the majority of political parties agreed to the Spanish Coup in 1936 including the falangists. The priest shown at the feast also shows that the church are in support of the nationalists. There were only small groups of republican Catholics called the Basques but they were only made up of small groups.
7. Which of the factions do the peasants support? Why? They were supporters of the Republicans as the right-wing government had attacked workers’ and peasants’ living standards with wages being cut in half. Republicans were also eradicated from the military, universities and the public sector so when the civil war broke out between the far left and right, they supported the right.
8. What role do women play in the two factions? The representation of women is evidence of the social problems women faced in this patriarchal and macho era.
Parties worked to encourage women in their ranks, but women would be locked out of other opportunities and their concerns were ignored on both the Nationalist and Republican sides. Women for the first time would be involved in in combat on the front and Republican women had the choice to be actively involved in fighting fascism.
In the film, Mercedes takes a lead role in fighting the fascists but she doesn’t actually fight on the front line and acts more as a spy and a messenger for the Republicans. Carmen on the other hand doesn’t see any fighting and instead raises her child and cares for unborn son. Other women in the film include those who work to clean and cook for the men who are actively fighting.
9. How is food an important symbol in the film? Part of the fascists propaganda was that no family will go without bread and water which is why rationing out the food became so important so that all families could survive and be given provisions equally. However, it’s also used as a symbol if wealth. The fascists clearly deprive food from poorer families and instead hold great banquets with vast amounts of food that could feed large groups of people but instead choose to feed only powerful and influential people showing the level of corruption. The food also becomes one of the main focus points of the film as the Republicans blow up the stores where they are kept, exposing how the Nationalists are blinded by greed and power so they are unable to spot Republican sympathisers in their ranks.
10. How is poverty an important theme in the film? Poverty was caused by the great depression towards the end of the 1920’s and through the 1930’s causing the civil war to begin in 1936. This saw a shift from a leftist dictatorship to a fascist dictatorship which the majority of labourers despised. The film shows the differences in standards of living for the Republicans and Nationalists as Captain Vidal is safe in the mill with large resources of food,medicine and tobacco whilst the Republicans are forced to hide in the mountains and get medicine from a doctor who steals from the fascists.
11. How is time an important theme in the film? Time is a recurring motif throughout the film. The captain has a pocket watch that he continually attempts to repair, foreshadowing his death at the end of the film as he is running out of time and he can’t change or fix what his fate will be. Time is also important to Ofelia as she has to complete 3 tasks before the end of the full moon.
12. How is disobedience an important theme in the film? Ofelia is very disobedient, especially when concerning her new stepfather, Captain Vidal, who shows no affection towards her and is only concerned with the welfare of her mother but it soon becomes clear that the reason for this is because he wants a strong son and doesn’t care about the consequences of what might happen to Ofelia’s mother. It’s because of her disobedience that she discovers the labyrinth and is lead on 3 tasks in order to restore her place as the princess. She goes against her mothers wish to take care of the dress she made for her and later on leaves with Mercedes to find her republican brother before being stopped by her stepfather. This leads to her stealing her stepfather’s child and upon seeking out the Faun, she goes against his order to hand over the child, resulting in the Faun telling her that she can never become a princess again and being shot by Captain Vidal, leading to her death.
13. How and in what ways does Pan’s Labyrinth draw on fairy tale and fantasy tropes and archetypes? One of the main themes in the film is the fantasy world with the idea that a young girl will believe what others deem to be the impossible as she enjoys reading fairy tale books and doesn’t fully understand the impact that the Spanish Civil War will have on her life. Other films that draw on the same fantasy ideas include ‘Alice in Wonderland’ and ‘The Wizard of Oz’. The influence from Alice in Wonderland is the use of imagery such as the dress, the large feasts, the continual reference to clocks and the time and the hole. ‘The Wizard of Oz’ and ‘Pan’s Labyrinth’ both have the leading female protagonist wearing red shoes. In ‘Oz’, the shoes are able to take Dorothy home and the red shoes that Ofelia wears at the end of the film after she dies symbolises how she is home and draws on the idea of fate. Other archetypes include the mandrake root also seen in ‘Harry Potter’ and the fairies which are present in Disney films such as Tinkerbell in ‘Peter Pan’. All these films have elements of fantasy in them and they all involve a child being taken away from somewhere where they feel like an outcast and taking them to a fantasy world where they feel like they really belong.
14. How is fascism portrayed in the film? The negative depiction of Franco’s fascist forces is clearly intended to be extended to the imaginative poverty of fascism in general — in contrast to the more benign and sensitive (although hardly democratic) fairy kingdom. A more realist political representation is that of the guerrillas who are presented as resourceful and determined and egalitarian. Mercedes’ love of children (Ofelia and her baby brother) suggests a tenderness and a celebration of all things childish — indeed, unlike Ofelia’s weak and dismissive mother, Mercedes gives advice on the handling of fauns.
The Fascists are depicted as being tyrannical and oppressive whilst the Republicans are presented as being caring and loyal. The Nationalists are most prominently highlighted in taking part in violent actions and engulfing themselves with large amounts of food and other luxuries that many starving people are without. They are shown to torture, kill and show a lack of care towards women. The Republicans on the other hand don’t engage in torture and are trying to survive whilst still fighting for what they believe to be right. We mainly see their perspective from Mercedes who takes care of Ofelia, attempting to get her out of danger like a mother but Vidal puts her in direct danger. Also, when the Republicans attack and breach the mill, the first thing they are shown doing is searching for Ofelia showing the amount of care they have, becoming even more apparent later on when Mercedes weeps over the dead body Ofelia.
15. How does Guillermo del Toro employ uterine imagery in the film? Uterine imagery is something that relates to the uterus. It can be first seen in the film when Ofelia’s baby brother can be seen inside her mothers womb. It’s also present through the representation of the uterus in the dead tree where deep inside there is a huge toad that dies after being poisoned, leaving behind a huge heart with a key. This idea represents Carmen and how she is in agony because of her unborn child who is killing her and when she gives birth, she dies, leaving behind her child who becomes an important part of Ofelia’s task to unlock the gateway to becoming a princess with a blood sacrifice. This is an extension of Ofelia trying to help her mother and her viewing her baby brother as a sickness and the toad exploding is her own attempt to birth the boy to end her mums pain
16. How are maternal instincts presented in the film? Maternal instincts are mainly shown through the characters Mercedes and Ofelia which is ironic because Carmen is the only mother in the film. Mercedes takes care of Ofelia when her mother is ill with Ofelia’s unborn brother. She actively attempts to get her out of trouble when she ruins her dress and tries to leave with her after her mother dies and she is in danger. When Mercedes leaves, Ofelia takes over as having the maternal instincts as she attempts to escape with her little brother to take him to safety and when the Faun asks for his blood, she rejects the opportunity to become a princess and makes her brother the priority, dieing because of this. Ofelia is also given a mandrake root which has to be nurtured and cared for to end her mums sickness and shows her beginning to care for her brother as she cant’t see him behind the pain he is causing her mother and so begins to see him something other than pain by looking after him and using the milk and her own blood for passion.
17. What is the significance of faces and shaving in the film? Faces are an important part of identity which is clearly an important part of Captain Vidal’s status as he continually shaves his face to show he takes pride in his appearance and cares about other people’s perception of him. A major turning point in the film then is when he gets his mouth cut which he attempts to hide from the view of those around him more out of embarrassment than in pain. Not only would it be humiliating for him to be wounded but even more so to be wounded by a Republican woman as he would view himself as a proud and honourable fighter and this would taint the outlook that other people have on him. Also, in an interview, Director Guillermo del Toro spoke about giving the captain his facial injury to show the audience that the captain is a monster now both mentally and physically. Injuries to the face is a common theme that appears in del Toro films such as in ‘The Devils Backbone’ for the ghost Santi who is shown to have cracked his head with blood constantly spilling out.
18. What is the significance of flowers in the film? They are significant as they represent the idea of rebirth for Ofelia at the end of the film as when she dies, flowers are used to show that she still live on despite living in a fantasy world. They also represent life and how eventually that life must die as nothing lasts forever seen through the character Ofelia.
19. How does Guillermo del Toro operate a ‘one for them, one for me’ filmmaking policy? He operates a ‘one for them, one for me’ policy by directing a film thay will bring money in for the production company resulting in him being able to make a film that he wants to after the commercial success of the bigger Hollywood blockbuster. One example of this was ‘Pacific Rim’ (2013) and ‘Shape of Water’ (2018). He did ‘Pacific Rim’ for the studios and ‘Shape of Water’ for himself.
20. How far is Pan’s Labyrinth representative of Guillermo del Toro’s oeuvre? Del Toro as an effective and idiosyncratic fantasy/horror auteur is evidenced in his earlier films such as Cronos (1993), The Devil’s Backbone (2001) and Crimson Peak (2015) as well as in his much more mainstream Hollywood work such as Hellboy (2004) and Pacific Rim (2013).
Del Toro’s films typically deal with the supernatural. In Del Toro’s worlds, rather than the moststers and supernatural elements of the film being the threat, he shows that the only real monsters are human. In ‘The Devil”s Backbone’ the dead ghost boy is supposed to be the supernatural and threatening but in fact del Toro shows that the real enemy is Jacinto rather than the ghost. Similarly in ‘Pan’s Labyrinth’, one interpretation of the film is that Ofelia actually died and there was no fantasy world, instead she dreamt it to come to terms with the pain she feels in real life such as losing her dad her and having him replaced with her new stepfather, Captain Vidal.
21. How did the critical reception of The Devil’s Backbone influence the production of Pan’s Labyrinth? In an interview with the guardian he said “We got rave reviews, lots of applause, people telling me “great movie!” Then landed in Los Angeles and then September 11 happened. That was when I realised that anything, and whatever I had to say about brutality and innocence had just changed. It changed so much over the course of the year that I had to make a movie that structurally echoed Devil’s Backbone, and that you could watch back to back. Devil’s Backbone is the boy’s movie. It’s the brother movie. But Pan’s Labyrinth is the sister movie, the female energy to that other one. I wanted to make it because fascism is definitely a male concern and a boy’s game, so I wanted to oppose that with an 11-year-old girl’s universe.”
22. Was the film financially successful? Released in the UK by Optimum. Premiered at Cannes in May 2006 to great acclaim. Co–produced by a number of Spanish, Mexican and American production companies the $19 million budget is reflected in the complex production design, period dressing and relatively large cast. The eventual worldwide box office of $83.3 million was seen as a triumph making profit of over 441.5%.
It became the highest grossing Spanish-language picture ever released and moved successfully into the top 10 list, expanding to more than 1,100 screens. It’s so successful because it brings in Spanish speaking audiences whilst still appealing to non-Spanish speaking countries and showing that high end motion pictures can be made on far smaller budgets.
23. Why is the year of release of The Devil’s Backbone and Pan’s Labyrinth significant? ‘Devil’s Backbone’ was released in 2003 whilst ‘Pan’s Labyrinth was released in 2006, spread 3 years apart much like how the Spanish Cuvil War lasted for almost 3 years from 1936-39.
24. Why no CGI? The key technology used in this film is the animatronics and green screen work as discussed above and its effective creation of a magical-realist production design.
Costume design is so important for film and especially for these type of fantasy films in order to make the creatures appear even more realistic including their movements such as with the Faun otherwise the audience will be taken out of the story and lose interest.
25. Why did GdT write the DVD subtitles himself? Del Toro wrote the subtitles for Pan’s Labyrinth himself after becoming disillusioned with the translation of The Devil’s Backbone — a film also with the Spanish Civil War as its backdrop and the informal prequel to Pan’s Labyrinth.
Del Toro no longer trusts translators after the work on The devils backbone and said in an interview that they were for the “thinking impaired” and “incredibly bad”. He also did this so “it doesn’t feel like your watching a subtitled film”.